Hosted by the FMA, this session is your opportunity to find out more about FAP regulatory return online form. It will help you understand how to complete a FAP regulatory return via the FMA online portal.
“Financial Advice Providers (FAP) are required to submit annual regulatory returns under standard condition 3 of the FAP Licence further to the Financial Market Conduct Act 2013 (FMC Act).”
FAP's are required to provide the FMA with information we need to monitor your ongoing capability to effectively perform the financial advice service in accordance with the applicable eligibility criteria and other requirements in the FMC Act. This will include updated information on the nature, size and complexity of your financial advice provider service.
The FAP regulatory returns are published on our website.
Note, that this is not a session to discuss the content of your submissions, if you have any questions in relation to this email questions@fma.govt.nz.
How to attend
The training is free of charge and you are welcome to bring someone who would also benefit from this session. Should you wish to attend please click the register button.
To see how the FMA will use the information collected when you register for this event, please read our transparency statement on information gathering | FMA
Note: The session may be recorded for FMA purposes.
